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  3. Underwriter
Glossary
Underwriter

A financial specialist who assesses and assumes another party's risk for a fee, such as in the issuance of securities.
Underwriter News
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SEC explores tighter investor protection around SPAC transactions

US securities regulator proposes changes to disclosure requirements, marketing practices and the role of gatekeepers and issuers to bring investor protection standards for SPAC and shell-company activities more into line with traditional IPOs
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SIFMA: How to preserve vitality of public markets

Brett Paschke, head of equity capital markets at investment bank, William Blair, has testified on behalf of the USA’s Securities Industry and Financial Markets Association
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Small investors can do sec lending too, says Ireland

Smaller entities can access the securities lending market for their funding needs, according to Ned Ireland, vice president and lead underwriter at Cayman Islands-based private advisory firm Cal & Schwartz Capital...