Broadridge Securities Finance and Collateral Management (SFCM) offers a suite of global, front to back office Securities Finance solutions for buy side and sell side. Both our full service integrated Mainline solution and new FastStart rapid spin up operating solution supports both agency and principal trading of equities and fixed income securities across securities lending, repo, collateral management, collateral optimisation, and end to end transaction reporting solutions. Broadridge’s solutions help customers to comply with new regulations, increase efficiency, improve strategic decision making and make more intelligent use of capital, balance sheet and liquidity.
In addition, Broadridge provides project management, consultancy, business analysis and testing support to augment firms’ internal regulatory project teams and help them comply with the rules in a timely manner. Broadridge’s technology and operations platforms underpin the daily trading of on average more than U.S. $10 trillion of equities, fixed income and other securities globally.Whether you are a disrupter or an established institution we are best placed to advise you on corporate matters including VC, M&A and investments, funds, corporate structuring, financial services regulation, capital markets, derivatives, employment, IP, litigation, investigations and enforcement, risk management crisis planning and response, tax, data protection and cybersecurity, outsourcing, commercial agreements and operational resilience.
We are deeply immersed in the work of trade and industry bodies that are influencing the shape of the fintech market globally, often working closely alongside our clients including leading financial institutions, asset managers and corporates. This work puts us at the forefront of major changes taking place and uniquely positions us to advise on development of fintech policy. Our dedicated tech public policy team works seamlessly with our global transactional teams; and we have an influential role advising and discussing with governments, international bodies, regulators and other policy makers on many fintech-related topics.
Our unrivalled international experience enables us to deliver seamless cross-border and specialist advice on the most innovative and complex tech-driven projects and financings.
EquiLend’s solutions are designed for efficiency, automation and innovation in the global securities finance marketplace. EquiLend’s solutions cover everything a firm needs to power their securities lending, collateral or swaps business with Trading (NGT, EquiLend Clearing Services, Collateral Trading, Swaptimization), Post Trade (Post-Trade Suite), Data & Analytics (DataLend), RegTech (SFTR, CSDR, ALD) and Securities Finance Platform Solutions (EquiLend Spire). Our solutions, offered to agent lenders, broker-dealers and beneficial owners worldwide, deliver global access to liquidity, scalability and reduced risk.
Hazeltree provides innovative cloud-based treasury solutions to investment management firms, delivering enhanced transparency, liquidity, improved performance and risk mitigation.
Hazeltree’s treasury and portfolio finance solutions serve these sectors: hedge funds, asset managers, private equity, real estate investment, pensions and endowments, infrastructure and their service providers.
Kaizen are regulatory and data specialists on a mission to revolutionise compliance and make it easier for financial firms to work with regulation.
By combining regulatory expertise with advanced technology, we’ve developed our multi-award winning automated services for trade and transaction reporting assurance, research and surveillance, shareholding disclosure and our Single Rulebook digital platform.
It’s our forensic focus on data accuracy that sets us apart and we are proud to call many of the world’s largest banks, asset managers, hedge funds and brokers as our clients.
Whether it is managing regulation, complying with market abuse regulation, reporting shareholding disclosures or reporting under MiFIR, EMIR or another G20 regulation, Kaizen helps clients reduce costs, improve data quality and meet their compliance obligations.
At S&P Global Market Intelligence Cappitech, we understand the importance of accurate, deep and insightful information. We integrate financial and industry data, research and news into tools that help track performance, generate alpha, identify investment ideas, perform valuations and assess credit risk. Investment professionals, government agencies, corporations and universities around the world use this essential intelligence to make business and financial decisions with conviction.
S&P Global Market Intelligence Cappitech provides regulatory reporting, best execution analysis and business intelligence solutions that meet the fast-evolving needs of the largest and most complex financial and non-financial institutions. Our cloud-based, cross-regulation SaaS platform fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard for reporting regimes such as EMIR, MiFID, SFTR, FinfraG, SEC, CFTC, Canadian reporting, ASIC, MAS, HKMA, JFSA and others.
Because in today’s trading world, good enough isn’t good enough.
So we start by listening. By learning your business inside out, we can adapt our software and services to make your workflows more efficient. And because our team have experience in trading and IT support at major global banks, we can help you identify opportunities and solve problems more quickly.