Kaizen's David Nowell stepping back
12 March 2021 UK
Image: Kaizen/David Nowell
David Nowell is vacating his senior regulatory reporting position at Kaizen Reporting but will maintain a presence in a consultative capacity and will join the advisory board in the coming months.
Nowell joined the London-based Kaizen in July 2018 where he focused on both the European Market Infrastructure Regulation (EMIR) which concerns central counterparties and trade repositories, and the Markets in Financial Instruments Regulation (MiFIR), which outlines rules on execution venues, transaction execution as well as pre- and post-trade transparency.
Before Kaizen, Nowell also held positions at the Financial Conduct Authority and the London Stock Exchange, as a technical specialist and head of industry relations and regulatory compliance, respectively.
Ian Rennie, managing director at Kaizen Reporting, says: “David has been and will continue to be a great asset to Kaizen. His years of experience and service means he has made an enormous contribution both to Kaizen’s growth and to the industry as a whole.
“In addition David will have a key role in supporting our new reporting specialists Francesco Angelini on EMIR who joins us from the CME Trade Repository and Simon Appleton on MiFIR and who join us from Duff and Phelps. So while it’s a huge thank you to David for all that he has done, it’s not goodbye.”
Angelini is a former compliance officer with stints at Royal Bank of Scotland and J.P. Morgan Securities, while Appleton’s role at Duff and Phelps as a markets director, focused on consulting, saw him help clients comply with regulatory matters and other governance-related issues.
Kaizen specialises in trade and transaction reporting for MiFID II, Dodd-Frank, EMIR and the Securities Financing Transactions Regulation, and automated shareholding disclosure monitoring and reporting.
Nowell joined the London-based Kaizen in July 2018 where he focused on both the European Market Infrastructure Regulation (EMIR) which concerns central counterparties and trade repositories, and the Markets in Financial Instruments Regulation (MiFIR), which outlines rules on execution venues, transaction execution as well as pre- and post-trade transparency.
Before Kaizen, Nowell also held positions at the Financial Conduct Authority and the London Stock Exchange, as a technical specialist and head of industry relations and regulatory compliance, respectively.
Ian Rennie, managing director at Kaizen Reporting, says: “David has been and will continue to be a great asset to Kaizen. His years of experience and service means he has made an enormous contribution both to Kaizen’s growth and to the industry as a whole.
“In addition David will have a key role in supporting our new reporting specialists Francesco Angelini on EMIR who joins us from the CME Trade Repository and Simon Appleton on MiFIR and who join us from Duff and Phelps. So while it’s a huge thank you to David for all that he has done, it’s not goodbye.”
Angelini is a former compliance officer with stints at Royal Bank of Scotland and J.P. Morgan Securities, while Appleton’s role at Duff and Phelps as a markets director, focused on consulting, saw him help clients comply with regulatory matters and other governance-related issues.
Kaizen specialises in trade and transaction reporting for MiFID II, Dodd-Frank, EMIR and the Securities Financing Transactions Regulation, and automated shareholding disclosure monitoring and reporting.
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