Broadridge appoints Annette Nazareth to board of directors
11 August 2021 US
Image: Broadridge
Broadridge, a New York-based financial technology company, has hired Annette Nazareth to its board of directors as an independent member.
Nazareth is a senior counsel of Davis Polk & Wardwell and, until recently, headed the trading and markets practice in Davis Polk’s Financial Institutions Group. During an almost 30 year career, she was a US Securities and Exchange Commission (SEC) commissioner and recognised authority on financial markets regulatory issues.
She joined the SEC Staff in 1998 as a senior counsel to chairman Arthur Levitt and then served as interim director of the division of investment management. She served as director of the division of market regulation from 1999 to 2005, where she oversaw the regulation of broker-dealers, securities exchanges and clearing agencies.
Nazareth says: “As a regulator and in private practice, I have always been impressed with Broadridge’s passion around governance best practices and I look forward to working with management and the board as we continue to address the new challenges of tomorrow.”
“Annette is a well-respected thought leader, lawyer and policymaker whose lifetime of experience in government service and around the financial services industry will greatly benefit Broadridge’s board of directors.” says Rich Daly, executive chairman of the board.
“As Broadridge continues to focus on growing its business across governance, capital markets and wealth and investment management, we look forward to having Annette’s guidance and viewpoint on how to best address the evolving regulatory landscape as we develop next-gen technology to help clients be ready for what’s next.”
Nazareth is a senior counsel of Davis Polk & Wardwell and, until recently, headed the trading and markets practice in Davis Polk’s Financial Institutions Group. During an almost 30 year career, she was a US Securities and Exchange Commission (SEC) commissioner and recognised authority on financial markets regulatory issues.
She joined the SEC Staff in 1998 as a senior counsel to chairman Arthur Levitt and then served as interim director of the division of investment management. She served as director of the division of market regulation from 1999 to 2005, where she oversaw the regulation of broker-dealers, securities exchanges and clearing agencies.
Nazareth says: “As a regulator and in private practice, I have always been impressed with Broadridge’s passion around governance best practices and I look forward to working with management and the board as we continue to address the new challenges of tomorrow.”
“Annette is a well-respected thought leader, lawyer and policymaker whose lifetime of experience in government service and around the financial services industry will greatly benefit Broadridge’s board of directors.” says Rich Daly, executive chairman of the board.
“As Broadridge continues to focus on growing its business across governance, capital markets and wealth and investment management, we look forward to having Annette’s guidance and viewpoint on how to best address the evolving regulatory landscape as we develop next-gen technology to help clients be ready for what’s next.”
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