ESAs to recruit Heads of Unit for DORA team 20 December 2024 Europe Reporter: Carmella Haswell The heads of unit, serving the Joint Oversight team, will be assigned to each ESA
Trade associations call on EU to extend UK CCPs equivalence 13 December 2024 EU Reporter: Daniel Tison This follows the recent publication of EMIR 3.0 in the Official Journal of the EU, which comes into force on 24 December
Turkey lifts ban on short selling 09 December 2024 Turkey Reporter: Carmella Haswell The recent decision will affect shares included in the BIST-50 index
Kaizen partners with RegGenome to expand content on Single Rulebook 03 December 2024 UK Reporter: Daniel Tison
ECB phases out crisis-era measures for Eurosystem collateral framework 02 December 2024 EU Reporter: Daniel Tison Certain temporary asset types will no longer qualify as eligible collateral, while new asset types will be added to the general collateral framework
FSCA licences Strate as trade repository 29 November 2024 South Africa Reporter: Daniel Tison South Africa’s central securities depository and central collateral platform can now collect and maintain records of trades
SEC charges FiveT Capital with violation of trading rule 28 November 2024 US Reporter: Daniel Tison Switzerland-based investment adviser violated Rule 105 by buying stock for clients after selling short the same stock during a restricted period
FINRA proposes admin and subscription fees for SLATE 27 November 2024 US Reporter: Daniel Tison If approved, the proposed Rule 7720 will introduce fees for reporting securities loans, alongside tailored subscription fees
