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Broadridge launches change management service for SFTR compliance
18 June 2019 New York
Reporter: Jenna Lomax

The new service provides a practical blueprint for front-to-back changes to overall architecture, organisational structure, business processes and location strategy

Broadridge acquires Rockall
01 May 2019 New York
Reporter: Maddie Saghir

Broadridge has acquired Rockall, a technology firm in securities-based lending and collateral management

Broadridge launches securities lending solution
04 April 2019 New York
Reporter: Maddie Saghir

Broadridge has launched a securities lending assessment solution for mutual funds

SEB selects DTCC global trade repository
18 March 2019 New York
Reporter: Maddie Saghir

SEB selects DTCC’s global trade repository in support of its SFTR obligations

Rafael Mendez exits KAS BANK for Broadridge
22 February 2019 Amsterdam
Reporter: Maddie Saghir

Rafael Mendez has left his position at KAS BANK and has joined Broadridge

Tim Gokey named to board of directors
13 December 2018 New York
Reporter: Becky Butcher

Broadridge Financial Solutions has appointed Tim Gokey to the firm’s board of directors

Broadridge bolsters global technology and operations team
11 October 2018 New York
Reporter: Maddie Saghir

Broadridge has bolstered its global technology and operations team

DTCC streamlines SFTR Trade reporting processes
09 October 2018 New York
Reporter: Maddie Saghir

DTCC has further streamlined SFTR trade reporting processes through its new partnerships with Broadridge, FIS Global, Murex, RegTek.Solutions, and SimCorp

Broadridge names new CEO and executive chairman
12 September 2018 New York
Reporter: Jenna Lomax

Broadridge Financial Solutions has revealed that Tim Gokey, the company’s president and COO, will become the new CEO and Rich Daly, the current CEO, has been appointed as the new executive chairman of the board

Johnnie Peacock joins FIS
06 September 2018 London
Reporter: Becky Butcher

Johnnie Peacock has been appointed as post-trade sales and strategic account at FIS, effective September

Hazeltree appoints new head of APAC
05 September 2018 Hong Kong
Reporter: Jenna Lomax

Hazeltree, a provider of integrated buy-side treasury management solutions, has appointed Askin Leung as managing director and head of Hazeltree Asia Pacific

RBC hires Peter Abric
28 June 2018 New York
Reporter: Maddie Saghir

Royal Bank of Canada (RBC) Capital Markets has hired Peter Abric as managing director for securities lending