Outlining the need for these amendments, Securities and Exchange Commission chair Gary Gensler indicates that some broker-dealers continue to rely on exemptions from national securities association registration that are “older than the cell phone era
Financial services technology firm FIS has appointed James Kehoe as chief financial officer. He replaces Erik Hoag, who has held the position since August 2022
More than three quarters of market participants expect accelerated settlements to have a major impact on their business, according to Citi’s most recent ‘Securities Services Evolution' whitepaper
The licence will allow Komainu to offer its full suite of custody services, including institutional staking and collateral management via its Komainu Connect platform to clients in the Emirate
The consultation package provides a framework to guide the activities of service providers under the Regulation on Markets in Cryptoassets (MiCA), which entered into force in the European Union on 29 June 2023
