John Burnett joins FIS’ European sales team, while Neil Fowler is added to the FIS Business Solutions Group as part of the firm’s investment in its securities finance and collateral business
ION’s Compliance SaaS solution enables real-time oversight of pre-and post-trading, and offers full coverage of asset types, with an automated compliance checking process and investment transparency
The UK financial regulator has fined The TJM Partnership slightly more than £2 million for control failures linked to cum-ex trading and money laundering
The paper digitisation service will launch this month for FX options and equity swaps and from September for fixed income options, commodity swaps and non-deliverable forwards
The European Securities and Markets Authority recognises a reporting implementation issue with Securities Financing Transactions, finding a significant number of issuers without an LEI