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Hazeltree appoints Yates


19 June 2024 UK
Reporter: Carmella Haswell

Paul Yates brings more than 35 years of industry experience to his new role, where he will help the firm to expand its expertise
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FINRA files to adopt Rule 6500 Series


14 June 2024 US
Reporter: Carmella Haswell

The proposed rule refers to the Securities Lending and Transparency Engine, to require reporting of securities loans, and to provide for the public dissemination of loan information