A Clear Path Analysis survey finds regulatory reporting challenges are exacerbated by COVID-19, Brexit, new ESG requirements and increased mergers and acquisition activity
Steve Vena is appointed to business specialist, where he will promote and expand Transcend’s platform to meet the needs of operations divisions at financial institutions
Scott O’Malia, ISDA’s chief executive, has asked industry participants to use the final implementation phases of initial margin (IM) rules for non-cleared derivatives as an opportunity to sharpen their collateral management practices
The hedge fund adviser and two of its staff supplied inaccurate order information, causing executing brokers to breach uncovered short sale rules under Regulation SHO
The platform enables exchange participants to view market rates being offered through an open order book which establishes market-competitive terms for collateralised transactions
