All latest securities finance news

UK government introduces new short selling regulations

15 January 2025 UK
Reporter: Daniel Tison

The Financial Conduct Authority gains rulemaking powers related to short selling activities and the power to intervene in exceptional circumstances

Euronext Securities onboards Stovba

15 January 2025 France
Reporter: Carmella Haswell

Former sales director at Broadridge, Stéphane Stovba will take on the role of senior sales manager for the firm’s European expansion team

novobanco integrates Nasdaq Calypso into capital market operations

15 January 2025 Portugal
Reporter: Daniel Tison

The Portuguese independent domestic bank will incorporate the risk and front-office functionality of the solution to support its treasury infrastructure

Clearstream opens euro route to Romanian bond market

15 January 2025 Romania
Reporter: Daniel Tison

International clients can invest directly in Romanian euro-denominated government and corporate bonds via their existing Clearstream account

US hits record high for financial service penalties

15 January 2025 US
Reporter: Jack McRae

As per SteelEye, their UK counterparts, the FCA, also saw a rise in enforcement actions in 2024

ISLA appoints McFadden as Senior Associate

14 January 2025 UK
Reporter: Daniel Tison

Based in London, Kate McFadden will lead on maintaining and publishing ISLA Best Practices

FICC sponsored service volumes exceeded US$2 trillion in 2024

14 January 2025 US
Reporter: Jack McRae

This marked a new peak volume and an 83 per cent year-over-year increase

Pirum hires Cheyne to accelerate North American fixed income expansion

14 January 2025 US
Reporter: Carmella Haswell

Former Citi director Reid Cheyne brings more than 25 years of securities finance and fixed income experience to the role

ISSA welcomes Sumitomo Mitsui Trust Bank USA

14 January 2025 US
Reporter: Daniel Tison

The bank provides securities lending services in the US and non-US fixed income markets, as well as equity lending in more than 20 markets worldwide

FCA fines Arian Financial for cum-ex violations

14 January 2025 UK
Reporter: Daniel Tison

Arian’s failure put it at risk of being used to support fraudulent trading and money laundering on behalf of clients of the Solo Group, says the Financial Conduct Authority

HKEX’s OTC Clear to accept CGBs and policy bank bonds as collateral

14 January 2025 Hong Kong, China
Reporter: Carmella Haswell

It comes as part of new policy measures introduced by the Hong Kong Monetary Authority and the People's Bank of China, with the aim to deepen the financial market connectivity between the two entities

Robinhood broker-dealers to pay US$45M in penalties for violating securities law provisions

14 January 2025 US
Reporter: Daniel Tison

Robinhood Securities failed to provide blue sheet data and comply with short-selling regulations, the Securities and Exchange Commission found

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