Following the two firms’ collaborative effort on the Securities Financing Transaction Regulation solution, the new reporting solution will assist clients to meet the Securities and Exchange Commission’s incoming 10c-1a requirements
Ferguson joined CIBC Mellon at the beginning of the joint venture between the Canadian Imperial Bank of Commerce and the Mellon Financial Corporation in 1996
The Association’s conference on Canadian securities lending will be taking place in Toronto, and promises a day of panel discussions and insights into the securities finance industry
