All regulation news

Trade associations respond to PRA Basel Consultation

04 April 2023 UK
Reporter: Bob Currie

Industry bodies including ISDA, AFME and ISLA have published responses to the Prudential Regulatory Authority consultation on Basel 3.1 standards, warning against the impact of “disproportionate capital costs” on financing, liquidity and hedging

Strong improvement in capital reserves and liquidity risk profiles key to banking resilience, says BCBS

23 March 2023 Switzerland
Reporter: SFT

Since 2011, banks’ leverage ratio has improved from 3.5 to 6.5 per cent and their risk-based common equity tier 1 ratio (CET1) has risen from 7 to 13 per cent, according to Basel Committee

EU supervisors confirm ranking in resolution waterfall following Credit Suisse takeover

21 March 2023 Switzerland
Reporter: Bob Currie

The EU Single Resolution Board (SRB) has issued a statement confirming that holders of Additional Tier 1 (AT1) instruments should rank ahead of holders of common equity in case of resolution or insolvency of a banking institution in the Banking Union

Natixis picks Adenza’s solution to automate regulatory reporting in Hong Kong

20 March 2023 France
Reporter: Jenna Lomax

The Adenza solution fully automates the regulatory reporting process by integrating, managing and reconciling volumes of disparate data

Corlytics and Solidatus enter into regulatory reporting partnership

15 March 2023 UK, US
Reporter: SFT

This alliance will enable digitised regulatory information from Corlytics to be integrated into the regulatory data catalogues maintained by Solidatus and linked to data lineage models where they can be adapted to companies’ controls and systems

Kaizen Reporting buys majority stake in London Reporting House

08 March 2023 UK
Reporter: Bob Currie

With the equity purchase, London Reporting House’s repo market tools and analytics will be available through Kaizen’s web-based regulatory information and compliance platform known as Kaizen Hub

SEC’s Gensler spotlights asset protection risks with crypto custodians

06 March 2023 US
Reporter: Bob Currie

Just because a crypto trading platform claims to be a qualified custodian doesn’t mean that it is, SEC chair observes in statement to Investor Advisory Committee

India launches consultation on securities lending for government securities

20 February 2023 India
Reporter: Bob Currie

The Reserve Bank of India proposal will allow borrowing in all G-SECs issued by central government apart from treasury bills, with loan trades from one day to 90 days

Changing nature of liquidity risk may amplify market shocks, says ESMA

10 February 2023 EU
Reporter: Bob Currie

High levels of uncertainty and fragile market liquidity are limiting the resilience of the financial system against external shocks, ESMA finds in its latest report on Trends, Risks and Vulnerabilities

BoE issues guidance on outsourcing and third-party risk management for CCPs

09 February 2023 UK
Reporter: Bob Currie

The Bank of England’s supervisory statement specifies how CCPs should meet their regulatory requirements for outsourced services, with a compliance deadline set for 9 February 2024

TradeHeader joins REGIS-TR’s partnership programme

31 January 2023 Luxembourg
Reporter: Lucy Carter

Through the partnership, REGIS-TR’s clients will be supported in their reporting obligations and kept informed of regulatory changes

CSDR penalties “bigger than expected”, says BoE Securities Lending Committee

30 January 2023 UK
Reporter: Bob Currie

The Committee notes that concerns around settlement efficiency have prevailed for many years and CSDR penalties have not resulted in a significant improvement since enactment of the settlement discipline regime in February 2022

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