Carpenter explained there are major concerns around the mandatory buy-in process, particularly for the tier-one banks under the buy-in rules and possible associated cash compensation process
T-Scape is in the development stage for a solution to help wealth managers and other intermediaries meet one of the regulatory requirements for the upcoming Shareholder Rights Directive II
Firms in scope for phase one and two of SFTR reported just shy of 1.5 million securities financing transactions in the first week since go-live, reveals ICMA
The European Securities and Markets Authority has published its first two review reports on the Markets in Financial Instruments Regulation transparency regime
The controversial short selling ban of Wirecard shares in 2019 will not be reviewed as part of ESMA's inquiry into BaFin’s actions in the lead up the fintech firm’s collapse.
The European Association of CCP Clearing Houses has updated its CSDR literature to reflect the decisions to implement Article 19, which governs the collection of calculations and collection of cash penalties under the SDR, despite reservations about
