Jamie Boulton brings extensive experience within the repo markets to the role, where he will focus on the expansion of the BrokerTec Quote dealer-to-client RFQ venue
AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity
This “near-final” policy statement responds to feedback advanced by the market on the CP 16/22 consultation paper on Basel 3.1 standards that was circulated in November 2022
The combined amount includes US$1 million in restitution to retail customers enrolled in fully paid securities lending programmes and fines of US$1.6 million for the firms’ related supervisory and advertising violations
The MRRA provides users with a template agreement for documenting regulatory reporting arrangements for SFT transactions and derivatives entered into under industry standard documentation
The toolkit aims to reduce fragmentation in regulatory and supervisory approaches to third-party risk management across jurisdictions and different areas of the financial services sector
The decision by the Governing Council of the European Central Bank follows an assessment which revealed that users require more time to complete testing for the new system functionalities
As North America prepares for the T+1 transition, other jurisdictions must consider the impact on their own operations, panellists at this year’s Securities Finance Times Technology Symposium affirmed
The decision will see the removal of requirements currently placed on investors relating to short positions in sovereign debt and sovereign credit default swap contracts