The relief will also allow investment advisers to continue to aggregate orders for the purchase and sale of securities, with some clients paying different amounts for research
The new SFTR enhancements will be a significant addition to the existing reporting capabilities, affecting 45 regulators around the world who have access to GTR data
Allegations of mismanagement of a securities lending programme brought by two US Bank pension beneficiaries was dismissed by the US Court of Appeals for the Eighth Circuit this week
Reporting solution provider Trax is among the first to be approved by the UK FCA as an approved reporting mechanism (ARM) for transaction reporting services under MiFID II
The IMF, along with the FSB and other regulatory bodies, have no desire to shut down the alternative financing industry but that some aspects of the market’s risk features must be managed
The Target2-Securities pan-European harmonised settlement platform is finally fully operational, as the Spanish and Baltic markets completed their migration yesterday
New margining rules for non-cleared derivatives are significantly changing collateral practices, according to the International Swaps and Derivatives Association
The Futures Industry Association has waded into the debate over the European Commission’s proposal for a two-tier system for regulating EU and non-EU CCPs
