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FIA EPTA welcomes EC proposals on MiFIR and MiFID II reviews


29 November 2021 Belgium
Reporter: Rebecca Delaney

European capital markets require threefold policy action based on building a true EU single market for financial instruments, improved data quality and transparency in European markets, and strengthened investor protection standards
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FSB Asia group focuses on outsourcing risk


29 November 2021 Asia Pacific
Reporter: Bob Currie

Today’s meeting of the Financial Stability Board Regional Consultative Group for Asia reflected on concentration risk arising from dependence on a small number of third-party service providers, along with macroeconomic imperatives linked to COVID-19
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FSB publishes updated list of G-SIBs


23 November 2021 Switzerland
Reporter: Bob Currie

Thirty banks remain in the Financial Stability Board’s 2021 list of global systemically important banks, based on data from the end of the preceding fiscal year
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SEC proposes changes to increase securities lending disclosure


19 November 2021 US
Reporter: Bob Currie

Under proposed Exchange Act Rule 10c-1, the US securities regulator will require lenders to report the terms of a securities lending transaction to a registered national securities association such as the Financial Industry Regulatory Authority
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ESMA begins consultation on CCP resolution


18 November 2021 EU
Reporter: Bob Currie

The EU securities markets regulator has today published six consultation papers relating to central counterparty resolution regimes. The consultation period will extend until mid-January, with final reports likely to be released by Q2 2022