ICMA publishes analysis of the key market features and trends in the European repo market including remaining issues with the quality of SFTR public data
US derivatives regulator penalises Refinitiv US SEF LLC for data reporting violations connected with at least 320,000 swap trades, following self-reporting of systems failures
EU securities market regulator takes on new supervisory powers for benchmarks and data service providers and will concentrate on building a single rulebook and promoting its role as an EU capital markets data hub
24 September 2021France Reporter: Carmella Haswell
The consultation proposes improvements to the MiFID II framework on best execution reports, aiming to ensure effective and consistent regulation and investor protection
The assistance that whistleblowers provide is crucial to the SEC’s ability to enforce the rules of the road for our capital markets, says Commission chair Gary Gensler
06 September 2021Switzerland Reporter: Jenna Lomax
Swiss based Banca del Ceresio has chosen deltaconX’s regulatory platform to fulfil its reporting obligations under FinfraG — a transaction reporting obligation put into effect by the Swiss Financial Market Infrastructure Act