All regulation news

Dividend arbitrage under the spotlight in EBA inquiry

19 May 2020 Paris
Reporter: Drew Nicol

The European Banking Authority has published its conclusions to its two-year investigation of Cum-Ex/Cum-Cum trades and laid down a 10-point action plan to tackle future financial crime threats

Delta Capita collaborates with DTCC to support buy-side firms’ SFTR testing

19 May 2020 London
Reporter: Drew Nicol

DTCC is set to offer Delta Capita's SFTR test back to its buy-side clients to ensure readiness ahead of October

Europe cured of short selling bans

18 May 2020 Paris
Reporter: Drew Nicol

All six EU national regulators that imposed short selling bans during the height of the COVID-19-fuelled market chaos will allow them to expire at midnight tonight

Everything you need to know about CME’s closure of NEX Regulatory Reporting

18 May 2020 London
Reporter: Drew Nicol

News of the wind down may come as a surprise to some clients as SLT understands that NRR was still onboarding new users of its SFTR reporting services until “very recently”

deltaconX secures another SFTR reporting hub client

18 May 2020 Vienna
Reporter: Drew Nicol

deltaconX has brought on Kommunalkredit Austria AG, a specialised bank for infrastructure financing, as a user of its regulatory reporting hub for SFTR, EMIR and MiFID II

Eurex STS and Access Fintech join forces on CSDR

15 May 2020 Frankfurt
Reporter: Natalie Turner

Deutsche Boerse’s buy-in agent has partnered with Access Fintech to create a connected service between their CSDR platforms

US Fed modifies LCR to assist liquidity facilities

14 May 2020 New York
Reporter: Drew Nicol

The US Federal Reserve has temporarily tweaked the liquidity coverage ratio (LCR) by implementing an ‘interim final rule’ aimed at further incentivising participation in its liquidity facilities

Pirum enhances CCP Gateway for SFTR reporting

13 May 2020 London
Reporter: Natalie Turner

Ahead of SFTR’s go-live, Pirum has enhanced its CCP Gateway via Eurex to allow the novation of reportable transactions

CSDR solutions must be built to adapt, says regulatory expert

13 May 2020 London
Reporter: Natalie Turner

The settlement discipline regime is unlikely to be amended before February, but vendors should be prepared for amendments to come eventually

PwC’s common UTI template endorsed by ICMA

13 May 2020 Frankfurt
Reporter: Drew Nicol

PwC has collaborated with ICMA to produce a common template for bilateral UTI exchanges under SFTR

CSDR February push back gets EU Commission approval

12 May 2020 Brussels
Reporter: Drew Nicol

The European Commission has approved ESMA’s call for a delay to CSDR’s settlement discipline regime go-live from September to February 2021

Bloomberg Tradebook fined $5m for misleading customers

07 May 2020 Washington D.C.
Reporter: Natalie Turner

US SEC files charges against broker-dealer Bloomberg Tradebook for material misrepresentation of services for nearly a decade

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