Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech
13 December 2019Washington DC Reporter: Drew Nicol
The US SEC has called on industry participants to assists in reforming flaws in the current exemption relief rules for affiliated parties in securities lending programmes
Canada’s market regulator is facing pressure to bring back an uptick rule to limit short selling of ‘junior markets’ stocks as part of a campaign to curb “predatory” trading activities
The final phases of the Uncleared Margin Rules pose major challenges and bring global knock-on effects according to panellists at the Euroclear Collateral Conference
