All regulation news

CMF: "SaaS solutions are key for reducing costs" speaker says

15 October 2019 Amsterdam
Reporter: Maddie Saghir

SaaS solutions can provide operational and economical workflow optimisation which will be a vital piece of the puzzle for reducing costs for regulations such as SFTR, says a Fleming Collateral Management Forum banking panellist

“I’m a firm believer the regulator doesn’t give a stuff about millions of data fields,” says panellist

01 October 2019 London
Reporter: Maddie Saghir

Panellists at ISLA’s Annual Post Trade Conference debated ESMA’s motives behind SFTR and CSDR and expressed fears of missing the implementation deadline

Leverage automation to avoid CSDR fines, says ISLA

30 September 2019 London
Reporter: Maddie Saghir

“The work undertaken by the CDSR working group has shone a light on legacy practices that were perhaps overdue for market review,” Adrian Dale of ISLA says

Taskize reveals CSDR settlement discipline solution

24 September 2019 London
Reporter: Maddie Saghir

Euroclear, which owns a stake in Taskize, has extended its existing relationship with the fintech firm in order to also offer the CSDR settlement discipline solution to its clients

MiFID II research unbundling rules working well for investors

20 September 2019 London
Reporter: Jenna Lomax

The second Markets in Financial Instruments Directive research unbundling rules are working well for investors, according to the Financial Conduct Authority

EXCLUSIVE: Two-thirds of firms will not be fully ready for SFTR go-live, survey shows

17 September 2019 London
Reporter: Drew Nicol

Cappitech CEO Ronen Kertis said that the survey results indicate that some in the industry have not learned the lessons from navigating the builds for previous regulations and have continued to prepare in the eleventh-hour