The reporting solution, which went live on 30 October, comprises all EMIR II-relevant reporting features, including an interface to Deutsche Boerse’s trade repository, REGIS-TR
Some 28 percent of buy-side representatives are still unsure if and how their firm will be affected by MiFID II, just 90 days before the implementation deadline, according to a SimCorp survey
The relief will also allow investment advisers to continue to aggregate orders for the purchase and sale of securities, with some clients paying different amounts for research
The new SFTR enhancements will be a significant addition to the existing reporting capabilities, affecting 45 regulators around the world who have access to GTR data
Allegations of mismanagement of a securities lending programme brought by two US Bank pension beneficiaries was dismissed by the US Court of Appeals for the Eighth Circuit this week
Reporting solution provider Trax is among the first to be approved by the UK FCA as an approved reporting mechanism (ARM) for transaction reporting services under MiFID II