The International Capital Market Association has organised a series of briefings and workshops to help its members prepare for the 3 January 2018 implementation of MiFID II/R
The International Swaps and Derivatives Association has urged UK and EU regulators to implement transitional provisions for derivatives trading after Brexit
The International Securities Lending Association has welcomed an opinion that will clarify asset segregation and the application of depository rules to central securities depositories
28 July 2017Washington DC Reporter: Stephanie Palmer
Five US federal financial regulatory agencies are coordinating the efforts to review the regulatory treatment of certain foreign funds under Section 619 of the Dodd-Frank Act, better known as the Volcker Rule
Securities financing margin liquidity risk assessments should be based on historical margin posted, with a stress uplift applied, according to the Bank of England’s Prudential Regulation Authority
Ahead of the consultation, which will run until 4 September, ESMA published a new whitepaper that addresses the exemption in short selling regulations for market making activities